What you lose when 90% of clients are invisible
- Higher Churn
- Silent Departure Window
- Missed NAV Growth
Mozy CRMCover Every Client. Grow Every Segment.
AI-powered segmentation and outreach for securities brokers. live in 2 weeks.
The Reality of Brokerage Today
90% of your clients are left underserved at critical moments.
A broker managing 200 clients can realistically serve only 20 of them well. The remaining 180 receive a generic newsletter — and a margin call when it's already too late.
They don't complain. They just leave in silence.
3x
Higher churn for clients who are never contacted
60 days
The silent departure window, after which recovery is nearly impossible
47%
Of untapped NAV growth sits in Tier 2 and Tier 3 clients — the ones no one is calling
The top 10% is table stakes. The other 90% is where growth happens.
The Paradigm Shift
TOP 10%
Already served well. Table stakes.
THE OTHER 90%
Underserved. Untapped. This is where growth actually happens.
Cost to fix $0 additional headcount.
What AI makes possible. now?
AI can segment every client in real time — and treat each tier differently. At scale.
Smart Segmentation
Clients auto-classified by behavior, AUM, risk, engagement. Tiers update continuously — not once a quarter.
Real-Time Signals
AI scans every portfolio for idle cash, margin stress, churn signals, deposit spikes. Ranked by urgency.
Personalized at Scale
AI drafts messages using actual holdings data. Not "Dear Valued Client." Not templates.
The outcome: One broker. 10X clients. Zero new hires. Grow 3x NAV.
Introducing Mozy
Mozy CRM - Purpose-Built for Securities Brokerage.
Built for brokerage
Margin, suitability, portfolio — not custom objects bolted on a generic CRM.
On-premise
Your infrastructure. Your data. Your control.
AI-native
Segmentation, signals, and outreach personalization are core — not afterthoughts.
2-week deployment
From workshop to go-live in 14 days.
Real-time Client Segmentation & The Mozy Philosophy
Mozy AI Detects Signal Queue in Real Time
Signal queue - know who to call, and why
One team. One priority list. Every client covered.
Client 360 - Full picture, One view
Before the broker picks up the phone, everything is already assembled.
Live Portfolio
Holdings, P&L, allocation - real-time from transaction data.
Margin Dashboard
Utilization, loan, collateral, proximity to call threshold.
Risk Profile
Declared appetite vs. actual behavior - auto-flagged mismatches.
KYC
Document expiry, PEP flags, screening status.
History
Every interaction. Logged, searchable.
Active Alerts
Open warnings, pending tasks, system signals.
Measurable impact from week one.
Actual results may vary depending on client scale, business strategy, and deployment scope.
INCREASE CLIENT ENGAGEMENT
+40%
More clients are proactively engaged at the right moment when investment needs arise.
REDUCE ANALYSIS TIME
-70%
Less time spent consolidating portfolios and identifying priority clients compared to manual processes.
RAPID CLIENT RESPONSE
Under 30 min
Previously: up to half a day.
SCALE CLIENT COVERAGE
10x
Increase the number of clients a broker can effectively monitor and serve without adding manual workload.
RETAIN INSTITUTIONAL KNOWLEDGE
100%
Client data, interaction history, and work records remain centralized and accessible across the organization.
Why not a Generic CRM?
Client data stays inside your perimeter. Always.
GENERIC CRM
MOZY CRM
Margin & loan awareness
Custom objects, months
Core data - zero config
Real-time portfolio
Batch sync (best case)
Live from transaction DB
Suitability in workflow
Separate manual step
Auto-triggered
Trading behavior signals
Heavy dev required
Built-in engine
On-premise deployment
Cloud-first
On-premise deployment
Deployment model
6-12 months
2-4 weeks
Native advantages: Complete local market data. AI tuned for finance. RAG on real analyst reports. Pre-built connectors.
Data security
Client data stays inside your perimeter. Always.
On-premise
Deployed in your infrastructure. No external data routing.
Full audit log
Every query, signal, and recommendation logged. Append-only.
Read-only
Mozy reads from databases. Never writes or modifies.
No training
Client data never used to train global AI models.
Not a Prototype. A Working Product.
Mozy is already connected to securities firm systems in production — running with real client portfolio data, AI Copilot integrated into daily workflows, with verified reduction in manual work.
Connected to securities firm systems in production
Running with real client portfolio data
AI Copilot integrated into daily workflows
Verified reduction in manual work
Pre-built connectors: Core banking, Core trading, CRM/CDP, DWH.
Requirements: Read-only DB access, 3–5 pilot brokers, 2-hour workshop.
Every client deserves to be seen. Let's show you how.
Book a 30-minute demo. We'll walk through the 3-tier model using your firm's actual client structure.